Head of Compliance (m/w/d)
Our client is a player within the FinTech space and they are currently seeking a Head of Compliance to join their dynamic team. This is an exciting opportunity to lead compliance initiatives and ensure regulatory adherence in a rapidly evolving landscape. Responsibilities: Create and execute a robust compliance strategy, balancing strategic leadership with hands-on involvement to ensure alignment with business objectives. Perform risk assessments, develop mitigation plans, and offer forward-looking advice on regulatory and compliance matters. Establish and implement comprehensive compliance policies, programs, and procedures to meet evolving legal and industry standards. Serve as the go-to expert on both local and international regulations, providing guidance on legislative changes and compliance best practices. Work closely with cross-functional teams to streamline compliance operations, using automation and embedding compliance into product development workflows. Lead and coach high-achieving teams in a matrix structure, fostering collaboration across departments and cultivating a culture of innovation and continuous improvement. Key requirements: Bachelor's degree in accounting, finance, law, or a related discipline, or comparable professional experience. At least 8 years of experience in compliance, includinng leadership role, preferably whithin the FinTech space, focusing on regulatory compliance and experience with TaxTech. In-depth understanding of regulatory frameworks and risk management strategies, particularly within the EU compliance environment. Demonstrated leadership capabilities, with experience motivating teams, driving transformation, and improving performance within compliance functions. Fluency in both English and German. If you are an experienced compliance professional interested in learning more about this role and collaborating with our client, we would be delighted to hear from you!
Negotiable
Germany
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Corporate Finance Director - Manufacturing
The Director of Finance will be responsible for: Working across procurement, vendors, third party services, and plant personnel and acting as a primary business contact for each of these groups Overseeing all key aspects of financial reporting and accounting Acting as a key leading member of the Americas Financial team Reporting directly to the CFO The Director of Finance should have: Bachelor's degree in Finance, Accounting, or other related field 5-8 years of financial or accounting experience An understanding complex financial transactions and ability to be analytical and problem solve Current experience in the Manufacturing sector If you're interested in this role, please don't hesitate to apply in directly below!
Up to US$120000 per year
Lagrange
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Senior Compliance Officer (Crypto)
Our client is a banking institution, seeking an experienced Senior Compliance Officer to strengthen their compliance efforts as they expand. This position offers an exciting opportunity to play a key role in ensuring the bank's adherence to regulatory standards while supporting the growth of innovative financial technologies. Responsibilities: AML and Sanctions Compliance: Review and monitor transactions and business relationships to ensure compliance with anti-money laundering (AML) laws and sanctions requirements. Product Support: Provide expertise in the rollout of new products leveraging distributed ledger technologies (DLT) and modern payment methods (such as ART and EMT), ensuring alignment with Know Your Customer (KYC), Customer Due Diligence (CDD), and sanctions regulations. System Development: Spearhead the enhancement of monitoring and screening systems, particularly focused on cryptocurrencies, tokens, and other emerging digital payment methods. Sanctions Monitoring: Manage sanctions alerts, ensuring all actions are documented in accordance with internal protocols and regulatory requirements. Requirements: Bachelor's degree in Economics, Computer Science, Law or a similar field. Strong background in compliance, particularly with DLT and payment solutions in the banking, financial services, or consulting industries. Strong grasp of compliance systems and digital finance. Highly self-motivated with a proactive attitude, excellent problem-solving abilities, and a team-oriented mindset. Fluent in German and English, with strong written and verbal communication skills. If you are an experienced compliance professional looking to engage with innovative financial products, we'd love to hear from you!
Negotiable
Germany
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Legal Counsel - Asset & Project Finance
Seeking a Legal Counsel - Asset & Project Finance Join a dynamic team in a leading international bank, specializing in asset-based finance. As part of the legal team, you will provide crucial support on high-value international financing transactions. Key Responsibilities: Provide legal counselling in all areas of banking and finance law, particularly in asset-based financing. Draft, negotiate, and execute contracts, including credit agreements, security documents, and joint venture agreements. Develop and update legal documentation templates for various transaction types. Advise on legal risks related to financing contracts and transaction structures. Support regulatory compliance and monitor legal issues in financing deals. Collaborate with internal teams and provide legal training to ensure smooth transaction processes. Requirements: Fully qualified lawyer in Germany OR English Law qualified lawyer Experience from an international law firm or international bank If you are looking for a challenging role in a highly specialized financial institution, this opportunity could be perfect for you.
Negotiable
Germany
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Senior Compliance / AMLO (m/w/d)
Role: Senior Compliance / AMLO Location: Frankfurt Salary: Competitive and Candidate Dependent We are partnered with a top crypto company with more than 10 years in the industry. Our client pioneered the multi wallet and specialized in serving more than 1,500 institutional clients in 50 countries globally. The Role Ensure compliance with all relevant national and international regulations governing the cryptocurrency sector, including KYC (Know Your Customer), AML (Anti-Money Laundering), and CTF (Counter-Terrorism Financing). Conduct risk assessments for cryptocurrency operations and identify potential risks to the organization. Update and refine internal compliance policies and procedures to align with evolving regulatory standards. Monitor legal and regulatory changes in cryptocurrency, providing guidance on necessary actions to remain compliant. Perform regular audits and tests to measure the effectiveness of the compliance framework. Act as the primary contact with regulatory authorities, addressing inquiries and overseeing required reporting. . The Candidate A bachelor's degree is required, with an advanced degree or relevant certification being a plus. 5+ years of experience in internal audit, compliance, or risk management positions. Strong written communication skills, with the ability to convey information clearly across different teams. Comprehensive knowledge of Anti-Financial-Crime frameworks within financial institutions. Excellent problem-solving and decision-making capabilities. Able to work autonomously with limited supervision. Fluency in English and German
Negotiable
Frankfurt am Main
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Head of Compliance
Our client is a financial services institution, seeking an experienced Head of Compliance to join their team in Paris. The successful candidate will play a key role in ensuring that the company adheres to all regulatory requirements, while promoting a culture of compliance across the business. Responsibilities: Maintain strong relationships with regulatory authorities and professional associations, including managing dashboards, information centralisation, and preparation for regulatory visits. Oversee the application of compliance policies, ethics standards, and risk prevention measures. Ensure market integrity and legal compliance. Analyse financial, legal, environmental, and reputational risks. Update risk mapping and implement effective control points to mitigate vulnerabilities. Centralise, analyse, and summarise incident reports, providing regular updates and recommendations to senior management. Ensure adherence to the company's code of conduct and identify potential conflict of interest scenarios. Collaborate with the legal department and senior management to interpret and implement relevant laws, regulations, and standards. Contribute to the enhancement of governance frameworks, compliance methodologies, and internal controls. Support and lead compliance audits, inspections, and investigations conducted by regulatory authorities. Oversee compliance plans, first-level control checks, and regulatory reporting to ensure ongoing adherence to financial market rules. Prepare and submit regulatory statements and reports to bodies such as the AMF and ACPR. Ensure the firm stays updated with changes in prudential regulations. Requirements: Possession of an RCSI card is mandatory. Minimum of 5-8 years of experience in compliance, risk management, or a related field, ideally with experience in a managerial role. Strong understanding of compliance principles, regulatory obligations, and financial market operations. Strong analytical, problem-solving, and risk management skills with the ability to provide clear advice to stakeholders. Attention to detail and the ability to work under pressure is essential. Fluent in English and French with excellent communication and interpersonal skills.
Negotiable
Paris
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Head of Compliance
Our client is a financial services institution, seeking an experienced Head of Compliance to join their team in Paris. The successful candidate will play a key role in ensuring that the company adheres to all regulatory requirements, while promoting a culture of compliance across the business. Responsibilities: Maintain strong relationships with regulatory authorities and professional associations, including managing dashboards, information centralisation, and preparation for regulatory visits. Oversee the application of compliance policies, ethics standards, and risk prevention measures. Ensure market integrity and legal compliance. Analyse financial, legal, environmental, and reputational risks. Update risk mapping and implement effective control points to mitigate vulnerabilities. Centralise, analyse, and summarise incident reports, providing regular updates and recommendations to senior management. Ensure adherence to the company's code of conduct and identify potential conflict of interest scenarios. Collaborate with the legal department and senior management to interpret and implement relevant laws, regulations, and standards. Contribute to the enhancement of governance frameworks, compliance methodologies, and internal controls. Support and lead compliance audits, inspections, and investigations conducted by regulatory authorities. Oversee compliance plans, first-level control checks, and regulatory reporting to ensure ongoing adherence to financial market rules. Prepare and submit regulatory statements and reports to bodies such as the AMF and ACPR. Ensure the firm stays updated with changes in prudential regulations. Work closely with other departments on cross-functional projects, including automation of internal controls and compliance with MIF reporting requirements. Act as the point of contact for Tracfin and collaborate with the Banque de France on anti-money laundering efforts. Requirements: Possession of an RCSI card is mandatory. Minimum of 5-8 years of experience in compliance, risk management, or a related field, ideally with experience in a managerial role. Strong understanding of compliance principles, regulatory obligations, and financial market operations. Strong analytical, problem-solving, and risk management skills with the ability to provide clear advice to stakeholders. Attention to detail and the ability to work under pressure is essential. Fluent in English and French with excellent communication and interpersonal skills.
Negotiable
Paris
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Corporate Lawyer
Are you an experienced legal professional with a background in corporate law and investment management? We are seeking a talented individual to join a leading global investment manager specializing in alternative investments. This role offers an exciting opportunity to contribute to a dynamic team and make a significant impact. Position Overview: In this hands-on role, you will provide critical legal and corporate support, focusing initially on Private Equity, Performing Credit, and Direct Lending Funds in Luxembourg. You will work closely with senior legal and investment team members, as well as various stakeholders including external counsel and compliance teams across Europe and the USA. Key Responsibilities: Transaction Support: Partner with senior attorneys and investment teams to ensure timely completion of Luxembourg-related activities for investment transactions. Corporate Management: Serve as a Manager (gรฉrant) for Luxembourg companies, overseeing legal document approvals and cash wire transactions. Legal Documentation: Draft and review key legal documents, collaborate with external counsel, and ensure compliance with Luxembourg company law and filing requirements. Internal Collaboration: Work closely with the Company Secretarial team and Luxembourg Financial Controller to manage KYC procedures, investment reporting, and intra-group financing structures. Qualifications: Fully qualified lawyer 3-5 years of legal experience in a global law firm or reputable Luxembourg firm, preferably within corporate legal departments. In-house legal experience in asset management and corporate management (director, gรฉrant) is a plus. Strong understanding of Luxembourg company law, portfolio management, and KYC procedures. Proficiency in English required; additional language skills in French and German are advantageous. Personal Attributes: Excellent communication and problem-solving skills. Proactive, dedicated, and capable of managing tasks effectively. Team-oriented with high integrity and professionalism. If you are ready for a challenging role with a leading investment management firm, apply now to be part of a collaborative and inclusive team.
Negotiable
Luxembourg
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Senior Corporate Secretary
Exciting Opportunity: Senior Corporate Secretary About the Company: We are partnering with a prestigious global investment management firm known for its value-oriented, risk-controlled approach in alternative investments. The firm operates internationally and emphasizes a collaborative, inclusive work environment with strong support for career development and community engagement. Role Overview: Our client is seeking a detail-oriented Corporate Secretary to join their Luxembourg team. Key responsibilities include: Incorporating new Luxembourg entities: Drafting Articles of Incorporation and managing necessary documentation. Handling KYC documentation and filings: Managing filings such as RBE submissions. Organizing board meetings: Coordinating ad-hoc and quarterly meetings with internal and external parties. Maintaining company registers: Managing documentation related to shares, financial instruments, and other legal records. Creating and updating structure charts: Ensuring accurate and up-to-date organizational documentation. Experience and Skills Required: At least 5 years' experience in a corporate secretarial or administrative role, preferably in Luxembourg. Strong organizational skills with proficiency in Microsoft Office Suite. An asset: knowledge of Luxembourgish Corporate Law and Governance. Personal Attributes: Excellent communication skills, both verbal and written. Proactive and able to take initiative with a strong problem-solving ability. Demonstrates ownership and dedication to the role with high professionalism. Education: Bachelor's degree. Fluent in English; proficiency in French and/or German is advantageous. If you meet these qualifications and are interested in this opportunity, we encourage you to apply. Join a dynamic team at a leading global investment management firm.
Negotiable
Luxembourg
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MRLO Officer
Money Laundering Reporting Officer (MLRO) Location: Central London Job Type: Full-time, Permanent Are you an experienced MLRO looking to take the next step in your career? Our client, a leading financial services firm in Central London, is seeking a dedicated and proactive Money Laundering Reporting Officer (MLRO) to join their team. This is an exciting opportunity for an experienced compliance professional to play a key role in safeguarding the business from financial crime and ensuring full compliance with UK regulations. Key Responsibilities: Act as the principal point of contact for AML/CTF matters within the organisation. Develop, implement, and maintain AML/CTF policies and procedures in line with regulatory requirements. Monitor transactions and customer activity, reporting suspicious activity to the National Crime Agency (NCA). Conduct risk assessments and ensure the effectiveness of AML controls. Provide AML training and guidance to staff at all levels. Liaise with regulators and law enforcement on AML/CTF issues. Deliver regular reports and updates to senior management and the board on AML/CTF risks and control measures. What We're Looking For: Proven experience in an AML/compliance role with at least 5 years in a senior position. Experience as an MLRO or Deputy MLRO within a regulated financial services environment. Strong understanding of UK AML laws and regulatory frameworks. Excellent communication and leadership skills, with the ability to influence at all levels. Relevant AML qualifications such as ICA Diploma or CAMS are desirable. What We Offer: Performance-based bonus and additional benefits package Flexible working arrangements Excellent career development opportunities within a leading financial services firm How to Apply: If you're a compliance professional looking for a challenging and rewarding opportunity in Central London, we want to hear from you! Please send your CV and a cover letter outlining your experience.
Negotiable
City of London
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Senior FEC Consultant
The Role: Senior FEC Consultant Location: Amsterdam, Netherlands Join our client's team to drive growth by developing models in Transaction Monitoring, Customer Due Diligence, Sanctions screening, and Fraud detection. You'll manage multiple projects, from conceptualizing solutions to implementing them in cloud environments. Your role will also involve project origination, staff mentoring, recruitment, and quality assurance. Key Responsibilities: Lead and manage multiple projects simultaneously. Develop and implement models for TM, CDD, Sanctions screening, and Fraud detection. Engage in project origination and contribute to strategic client solutions. Mentor staff and participate in recruitment and quality assurance. Collaborate with clients to solve complex problems using cutting-edge technology. Key Requirements: PhD or Master's degree in mathematics, physics, econometrics, computer science, or engineering. Over 4 years of experience in quantitative project management, preferably in consulting. High creativity and adaptability. Proficiency in Python, Pyspark, and Spark. Strong commercial acumen and stakeholder management skills. Excellent communication, storylining, and presentation abilities. Experience in the financial sector is advantageous.
Negotiable
Amsterdam
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Corporate Finance Director - Manufacturing
Director of Finance will be responsible for: Working across procurement, vendors, third party services, and plant personnel and acting as a primary business contact for each of these groups Overseeing all key aspects of financial reporting and accounting Providing cash flow forecasting Working collaboratively with external auditors to ensure all accounting for the manufacturing plant meets GAAP and IFRS requirements Director of Finance must have: Bachelor's degree in Finance, Accounting, or other related field 7+ years of financial or accounting experience An understanding complex financial transactions and ability to be analytical and problem solve Ability to come into the office 5 days a week SAP experience If you're interested in this role, don't hesitate to apply in below!
Up to US$120000 per year
Oklahoma City
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